Director, Wealth Oversight Programs at Jobtailor — NeverHard

Own and oversee the Tier 1 supervision framework for SLFISI and SLCSI Ensure consistent execution of supervision activities across regions and teams Serve as senior escalation point for complex supervision matters Provide direct leadership to up to 10 direct reports Establish KPIs, KRIs, and productivity benchmarks Set vision and roadmap for Tier 1 supervision Drive data-informed decision-making and continuous improvement Act as principal escalation point for compliance-related inquiries Attend regional events to foster relationships with field leadership and advisors Requirements University degree, Professional Designation (MBA, CIM, CFA) Minimum of 10 years of financial industry experience Knowledge of mutual fund and investment dealer compliance standards Proficiencies required for registration with CIRO as a Supervisor Exceptional communication skills Sound judgment and integrity in handling high-risk matters Experience managing high performing teams in a regulatory environment Knowledge of wealth products Ability to travel nationally (10%-15%) Bilingualism (French, English) required for Quebec Core Competencies Demonstrates expertise in Tier 1 supervision frameworks, compliance standards, and team leadership within the financial industry. Proven ability to drive data-informed decision-making and establish KPIs and KRIs for continuous improvement. Highest-signal resume keywords Tier 1 Supervision Framework Financial Industry Experience Compliance Standards Knowledge Team Leadership Bilingualism (French, English) ATS Optimization Keywords Hard Skills KPI Establishment KRI Development Data-Informed Decision-Making Wealth Products Knowledge CIRO Registration Proficiency Soft Skills Exceptional Communication Skills Sound Judgment Integrity Certifications & Qualifications University Degree Professional Designation (MBA, CIM, CFA) Industry Keywords Mutual Fund Compliance Investment Dealer Compliance Regulatory Environment High Performing Teams National Travel #J-18808-Ljbffr