AVP, Compliance Advisor (Distribution Compliance (America)) at TIAA — NeverHard

AVP, Compliance Advisor (Distribution Compliance (Americas) The AVP, Distribution Compliance supports the Chief Compliance Officer in administering compliance programs for a registered broker-dealer and Canadian distribution entity. This role executes day-to-day compliance operations and advises the business on regulatory and compliance matters. Working knowledge of a wholesale broker-dealer distribution model is a plus but not required. Key Responsibilities and Duties Advise business partners …