NeverHard
Manager, Business Compliance at BMO — NeverHard
Manager, Business Compliance at BMO in Toronto, Ontario. View salary, required skills, and apply on NeverHard.
- Company
- BMO
- Location
- Toronto, Ontario
- Type
- full_time
Application Deadline:
05/22/2026
Address:
100 King Street West
Job Family Group:
Business Management
General:
This role:
Executes First Line compliance monitoring, reporting and control execution.
Manages/supports large/complex compliance programs/frameworks /projects/initiatives to ensure compliance risks are appropriately identified, risk assessed, mitigated and regulations adhered to.
Supports the implementation of final laws, rules, and regulatory guidance within GAM Canada.
Supports business change by assessing the impact to regulatory compliance and associated monitoring.
Key Accountabilities:
Mandate Compliance:
Execute the Mandate Compliance function including automated pre and post trade alert/warning monitoring using the Charles River Order Management System.
Coding mandate compliance rules associated with new and/or updated fund/account information.
Execute manual monitoring of regulatory and/or fund/account requirements.
Reviewing annual prospectus renewal information and assessing the impact of changes to the monitoring executed.
Personal Trade Monitoring:
Manages and executes the personal trade monitoring program using the Personal Trading Application (PTA) including:
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